Securities Litigation

The Firm has represented major financial institutions, investment advisers and broker-dealers.  The Firm has handled various class actions and derivative claims, as well as individual arbitration proceedings, involving claims and matters under section 10(b) of the Securities Exchange Act, the Securities Litigation Uniform Standards Act (SLUSA), the Private Securities Litigation Reform Act (PSLRA), and the Puerto Rico Uniform Securities Act (PRUSA), among others, before the U.S. District Court for the District of Puerto Rico and in Commonwealth courts, as well as the Financial Industry Regulatory Authority (FINRA).